Branch Stock Broker jobs - New York, NY
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| May 25 | Litigation Support and Technical Analyst | Finra | New York, NY |
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nearly 4,600 brokerage firms, about 164,000 branch offices and approximately 632,000 ... U.S. stock markets, including the New York Stock Exchange, NYSE Arca, NYSE Amex, The... more |
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| May 18 | Chief Compliance Officer of AXA Advisors | AXA Equitable | New York, NY |
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Officer for AXA Advisors, LLC, the broker-dealer/investment adviser for the ... include proactive strategic planning for broker-dealer compliance activities,... more |
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| May 17 | Branch Client/Broker Distribution Assistant | American International Group | Elizabeth, NJ |
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We are seeking a Branch Client.Broker Distribution Assistant to liaise directly with ... Specific responsibilities will include: Client/Broker Liaison: -Switchboard duties, direct... more |
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| May 11 | Sales Liaison Representative | E*TRADE Financial | Jersey City, NJ |
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to fixed income asset classes with FCs and Branch Managers - Corporate Bonds, Municipal ... closely with Sales Distribution, Training, Branch Managers and Fixed Income Trading Have... more |
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| May 02 | Investment Operations Associate | Prudential | Iselin, NJ |
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from Prudential Financial Professionals, Branch Office Personnel and customers. Typical inquiries include general "how to" questions, as well as questions pertaining to... more |
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| May 01 | Customs Brokerage Entry Writer - Secaucus, NY | C.H. Robinson Worldwide | Secaucus, NJ |
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as outlined by the licensed customs broker - Compliance with regulatory ... with company match, profit sharing, Employee Stock Purchase Plan, and the opportunity to... more |
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| May 01 | Branch Manager | E-loan | Brooklyn, NY |
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branch. Emphasis is placed on insuring the branch effectively supports the ... members. . Manage the Branch budget to meet branch revenue and expense objectives. . more |
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| May 01 | Credit Intern - Investment Center | UBS | Jersey City, NJ |
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New York Stock Exchange (NYSE) and the Tokyo Stock Exchange (TSE). Business Overview The ... The UBS Investment Center functions as a branch office and offers Wealth Management... more |
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| Apr 30 | Broker | Edward Jones | New York, NY |
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long-term care. Working autonousmly from a branch office, it is your job to get to know ... a proven business model * Have a full-time branch office assistant who manages client... more |
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| Apr 24 | Co-head Private Banking Compliance | JPMorgan Chase | New York, NY |
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of trading and regulatory requirements for broker dealers and investment advisors doing ... alternative, hedge funds to single stock, bond and mutual fund offerings. The... more |
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| Apr 22 | Compliance Officer | Legent Clearing | Edison, NJ |
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Summary - Compliance Officer in a Branch Office POSITION RESPONSIBILITIES ... These include Fixed Income Trading and Stock Loan. ADDITIONAL RESPONSIBILITIES... more |
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| Apr 20 | Internship (Finance/Economics) | Scottrade | Yonkers, NY |
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Scottrade, Inc. has a year-round Branch Internship opportunity available ... Job Segments: Economics, Entry Level, Finance, Financial, Intern, Investment, Stock... more |
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| Apr 05 | Financial Sales Professional | AXA Advisors | Edison, NJ |
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It is a broker/dealer and the retail distribution channel for AXA Equitable Life Insurance ... AXA ordinary share is listed on the Paris Stock Exchange and trades under the symbol... more |
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| Feb 15 | Reconciliation Sr. Manager | Citi | New York, NY |
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Degree/College Diploma Description The Stock Record/Firm Balancing Department is ... or analysis role required, preferably with Stock Record / Money Proof and Bookkeeping ;... more |
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| Feb 01 | Compliance Associate | Robert Walters | New York, NY |
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Element/Annual Compliance Meeting/Branch Audits Assist GC and CCO with ... for Annual Compliance Meeting and Branch Audits Order study materials for... more |
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| Jan 30 | Corporate Actions - Proxy Processing | Northpointe Personnel | Hoboken, NJ |
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and domestic process processing from the broker dealer perspective. Individual should ... Word and Communication skills a must. Prior Broker-dealer account conversion and class... more |
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| Dec 02 | Research Analyst, Industrial Services | Janney Montgomery Scott | New York, NY |
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research and related actionable stock calls, strong communication skills in a ... develop an Investment Thesis and subsequent stock selection. * Strong communication... more |
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| Apr 26 | Branch Manager | Primary Group | New York, NY |
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Responsible for maintaining and executing a high level of profitable sales of investment products such as mutual funds, annuities, stocks and fixed income securities. Prospects... more |
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| Apr 26 | Producing Branch Manager - Matawan, NJ | Primary Group | New York, NY |
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Responsible for maintaining and executing a high level of profitable sales of investment products such as mutual funds, annuities, stocks and fixed income securities. Prospects... more |
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| Apr 26 | Producing Branch Manager - Clearwater, FL | Primary Group | New York, NY |
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Responsible for maintaining and executing a high level of profitable sales of investment products such as mutual funds, annuities, stocks and fixed income securities. Prospects... more |
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