Compliance Search Group jobs - New York, NY
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| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
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support areas with a view towards assessing compliance with applicable federal and state ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
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| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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and maintenance of the BSA/AML/OFAC Compliance Program for the bank. The ... and work closely with senior legal and compliance officers to adopt procedures to... more |
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| May 27 | Institutional Options Compliance Officer | Compliance Search Group | New York, NY |
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Compliancesearch.com The Compliance Search Group is the oldest, largest and most ... search firm focused on the placement of Compliance, Legal, Risk Management, Audit,... more |
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| May 27 | Senior Compliance Analyst | Compliance Search Group | New York, NY |
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Chief Compliance Officer and Deputy Chief Compliance Officer in the advisers manager of ... via Compliance Dashboard of the Funds for compliance with investment guidelines,... more |
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| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
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Fund. The firm seeks an experienced trading compliance professional to join their team. ... in designing and developing effective compliance procedures and controls in support... more |
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| May 24 | Compliance Generalist | Compliance Search Group | New York, NY |
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The compliance role will report to the Chief Compliance Officer and have responsibility ... etc) and testing to ensure compliance with Compliance Manual, including monitoring... more |
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| May 24 | Fixed Income sales & trading floor Compliance Attorney | Compliance Search Group | New York, NY |
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Bank, including the Credit Portfolio Group, Special Credits, and Credit Risk ... policies and procedures required for compliance with US securities laws, banking... more |
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| May 22 | Hedge Fund Compliance -Control Room- | Compliance Search Group | New York, NY |
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seeks to build a "first in class proactive Compliance program. As part of this ... banking, control room, trading or related Compliance, Legal and /or Regulatory... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 22 | Search Marketing Operations Specialist - Marketing - Advertising job | Citigroup | Long Island City, NY |
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reviews of placements on the various search engines. Participate in creative ... industry and company legal, regulatory and compliance rules and regulations. Success... more |
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| May 22 | COMPLIANCE SPECIALIST ASSOCIATE!! Interviewing Immediately!! | Randstad Staffing | Ridgefield, NJ |
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Our client is currently searching for a Compliance Specialist Associate to join their team in Ridgefield NJ. BENEFITS TO YOU: - work for a successful and experienced management... more |
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| May 22 | Compliance Manager - Information Provider Company | Compliance Search Group | New York, NY |
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of the registered investment adviser compliance program of the firm. ... compliance issues and for prioritizing compliance tasks Other duties, as assigned... more |
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| May 22 | Assistant General Counsel / Compliance Advisory | Compliance Search Group | New York, NY |
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Assistant General Counsel/ Compliance Advisory - Fixed Income Credit Risk Our client is a ... Compliance Officer providing regulatory and compliance advice to several key Credit Risk... more |
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| May 22 | Equity Capital Markets Compliance VP | Compliance Search Group | New York, NY |
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Key Responsibilities Supporting Compliance initiatives including writing ... Advising management on significant compliance matters and issues; Interacting... more |
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| May 22 | Employee Trading Compliance | Compliance Search Group | New York, NY |
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a top-tier ratings agency, seeks a Senior Compliance Associate. The candidate must have ... Office software suite, Bloomberg, and a compliance monitoring tool such as SunGards... more |
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| May 17 | Director of Ad Operations | Annalect Group | New York, NY |
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Media/ Investment teams across Omnicom Media Group agencies (search, social, mobile, ... Data Policy & Logisitcs to pioneer 100% compliance with industry and corporate... more |
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| May 06 | Vice President / Assist Manager Regulatory Inquiry Group | Compliance Search Group | New York, NY |
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would act as the Assistant Manager for the group that researches, analyzes and responds ... personnel, external and internal counsel, compliance coverage, etc., as required to... more |
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| Apr 06 | Analyst | Strategic Investments Group | New York, NY |
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in NYCEDC, such as Real Estate Development, Compliance, Legal, Planning, Corporate Communications, and Research Writing memoranda and presenting to senior staff of NYCEDC and the... more |
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| Apr 05 | Analyst, Strategic Investments Group | New York City Economic Development | New York, NY |
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such as Real Estate Development, Compliance, Legal, Planning, Corporate Communications, and Research Writing memoranda and presenting to senior staff and the City recommending... more |
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| Mar 27 | Sr Director of Global Regulatory Ops -239K +20-25% Bonus-Pharma | Pharma Search | Woodcliff Lake, NJ |
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management and tracking systems. 3. Compliance: Oversee and manage the Global ... Evaluation, Implementation, and Maintenance Compliance Knowledge/Skills/Abilities... more |
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