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May 25 Regulatory Reporting Professionals Resources Global Professionals Stamford, CT

working with external regulators: SEC, FINRA, NYMEX, Federal Reserve Bank * Experience assisting securities firm in filing to become a bank * Advanced Excel skills and an aptitude... more

May 25 Personal Banker (Nassau County) Freeport and Main St (Bilingual Spanish Speaking Required) Chase Freeport, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers develop skills to move into roles such as... more

May 24 Personal Banker (Nassau County) Jericho Turnpike Chase Jericho, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers develop skills to move into roles such as... more

May 23 Personal Banker (Suffolk County) Miller Place (Bilingual Spanish Preferred) Chase Miller Place, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers develop skills to move into roles such as... more

May 23 Personal Banker - Southeast Suffolk District - Bilingual Spanish Required (Shirley, Patchogue, Sayvi Chase Shirley, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers move into roles such as Branch Managers,... more

May 23 Personal Banker - North Central Suffolk District (Hauppauge, Selden, Ronkonkoma areas) Chase Hauppauge, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers move into roles such as Branch Managers,... more

May 23 Personal Banker (Suffolk) Farmingville North Ocean (Bilingual Spanish Required) Chase Farmingville, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers develop skills to move into roles such as... more

May 23 Personal Banker - Western Suffolk District (Farmingdale and Huntington areas) Chase Huntington, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers move into roles such as Branch Managers,... more

May 23 Personal Banker (Suffolk County) Mount Sinai - Bilingual Spanish Speaking Required Chase Mount Sinai, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers develop skills to move into roles such as... more

May 23 Financial Advisor - New Advisor Program Job Ameriprise Melville, NY

Maintain all appropriate FINRA/other licenses and requirements up to date ... prioritization. - Ability to obtain required FINRA licenses within 90-120 day. JCODE:... more

May 23 Branch Manager Job Ameriprise Uniondale, NY

manner; maintain records in accordance with FINRA, NYSE and other applicable regulations. ... Ameriprise Financial Services, Inc. Member FINRA and SIPC. Some products and services... more

May 17 Personal Banker - South Central Suffolk District (Bayshore, Brentwood, Deer Park, Islip areas) Chase Bay Shore, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers move into roles such as Branch Managers,... more

May 17 Personal Banker - Northeast Suffolk District (Setauket, Holbrook, Port Jefferson areas) Chase Setauket, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers move into roles such as Branch Managers,... more

May 17 Personal Banker - Northwest Suffolk District (Commack, Greenlawn, Northport areas) Chase Commack, NY

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers move into roles such as Branch Managers,... more

May 10 Financial Advisor - Targeted Career Changer Ameriprise Financial Greenwich, CT

Maintain all appropriate FINRA/other licenses and requirements up to date ... prioritization. - Ability to obtain required FINRA licenses within 90-120 day. Preferred... more

May 10 Financial Advisor Associate - Hauppauge - Bilingual Spanish Preferred Chase Hauppauge, NY

requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... FINRA Series 7 and 63 licensing required in addition to meeting FINRA continuing education... more

Apr 15 Regulatory Reporting Professional Resources Global Professionals Stamford, CT

working with external regulators: SEC, FINRA, NYMEX, Federal Reserve Bank Experience assisting securities firm in filing to become a bank Advanced Excel skills and an aptitude to... more

Apr 11 Financial Professional AXA Advisors Stamford, CT

is preferred and relevant professional FINRA securities registrations are a plus. If ... attain them: state life and health licenses, FINRA Series 7 and 66 registrations. MBA, JD,... more

Mar 30 Regulatory Reporting Professionals - job Resources Global Professionals Stamford, CT

working with external regulators: SEC, FINRA, NYMEX, Federal Reserve Bank Experience assisting securities firm in filing to become a bank Advanced Excel skills and an aptitude to... more

Mar 28 Allstate Personal Financial Rep. Allstate Hauppauge, NY

sales experience, Life and Health licensing, FINRA Series 6 and 63 (if applicable) licensing, and a track-record of success. Industry designations and a 4-year degree preferred. more

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